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Headline Issue Diary Date
Ex-CEO jailed for nine years for theft, fraud and money laundering 252 CompliNEWS 01 Dec 2022
Sanlam fraudster gets 15 years behind bars 252 CompliNEWS 01 Dec 2022
Postbank loses R18m to cybercrime attacks 252 CompliNEWS 01 Dec 2022
Sanlam and Absa conclude R1trn asset manager deal, African Bank officially acquires Ubank 252 CompliNEWS 01 Dec 2022
SARS clampdown on tax avoidance by multinational enterprises 252 CompliNEWS 01 Dec 2022
Julius Baer International Limited (JBI) fined £18 022 500 (ZAR 387 840 595,50) 252 CompliNEWS 01 Dec 2022
Insurance providers warned not to undervalue cars or other insured items when settling claims 252 CompliNEWS 01 Dec 2022
UK's FCA fines Pembrokeshire Mortgage Centre Ltd £2,4m for serious failings in relation to the British Steel Pension Scheme 252 CompliNEWS 01 Dec 2022
Warning for firms offering contract for difference (CFD) products 252 CompliNEWS 01 Dec 2022
'Financial advice is often compared with therapy – and the comparison is not lazy ' 252 CompliNEWS 01 Dec 2022
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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