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Headline Issue Diary Date
The importance of appreciating your employees 240 CompliNEWS 08 Sep 2022
Solidarity threatens NHI with legal action 240 CompliNEWS 08 Sep 2022
New study reveals SA's graft scourge 240 CompliNEWS 08 Sep 2022
Economic troubles aren’t putting off private equity investors 240 CompliNEWS 08 Sep 2022
New legislative tool targeting unexplained wealth to be rolled out to satify one of the FATF's recommendations 240 CompliNEWS 08 Sep 2022
In person or remote? Best practices for navigating tension of hybrid work model 240 CompliNEWS 08 Sep 2022
FIC case study – drug trafficking 240 CompliNEWS 08 Sep 2022
The UK's new Consumer Duty 240 CompliNEWS 08 Sep 2022
2016 data breach kept hidden from in-house counsel, former Uber lawyer testifies 240 CompliNEWS 08 Sep 2022
AML tips on policies and procedures 240 CompliNEWS 08 Sep 2022
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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