Close This website uses modern features that are not supported by your browser. Click here for more information.
Please upgrade to a modern browser to view this website properly. Google Chrome Mozilla Firefox Opera Safari
Financial Services Intelligence Watch
Sub Menu
Search

Stories

Search

Filter
Filter
Filter
Filter
Headline Issue Diary Date
Registered investment advisers fined for failing to disclose that fund fees included $50 million of owner’s income tax liability 240 CompliNEWS 08 Sep 2022
El Salvador's bitcoin project crumbles 240 CompliNEWS 08 Sep 2022
Link Fund Solutions Ltd may be fined £306m for its association with the collapse of Woodford Investment Management 240 CompliNEWS 08 Sep 2022
International – nine US investment firms charged with regulatory breaches 240 CompliNEWS 08 Sep 2022
Proposed amendments to the Banking Regulations 240 CompliNEWS 08 Sep 2022
SARB's AC DebiCheck project targets rogue agents 240 CompliNEWS 08 Sep 2022
Global Fintech investment declined in 2021 – study 240 CompliNEWS 08 Sep 2022
Warning of scams over R47.3bn unclaimed retirement funds 240 CompliNEWS 08 Sep 2022
Parliament scrutinises closure of bank accounts; Nedbank to keep Sekunjalo accounts open, pending ruling 240 CompliNEWS 08 Sep 2022
How dirty money was filtered through Sasfin accounts 240 CompliNEWS 08 Sep 2022
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

We use cookies to give you a personalised experience that suits your online behaviour on our websites. Otherwise, you may click here to learn more, or learn how to block or disable cookies. Disabling cookies might cause you to experience difficulties on our website as some functionality relies on cookie information. You can change your mind at any time by visiting “Cookie Preferences”. Any personal data about you will be used as described in our Privacy Policy.