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Headline Issue Diary Date
NHI to advertise for key positions despite Bill not having been adopted 235 CompliNEWS 05 Aug 2022
Fraudulent use of FIC branding – FIC 235 CompliNEWS 05 Aug 2022
New banking regulations in the offing 235 CompliNEWS 05 Aug 2022
Prudential Authority publishes communication on climate-related risks 235 CompliNEWS 05 Aug 2022
Constantia Insurance Company Limited provisional curatorship 235 CompliNEWS 05 Aug 2022
UK's FCA fines Sir Christopher Gent for disclosing inside information 235 CompliNEWS 05 Aug 2022
FST ruling – Setting aside of debarment as FSR on procedural grounds – Cherylise Fourie v Savvy Brokers 235 CompliNEWS 05 Aug 2022
How to improve gender equality in the workplace 235 CompliNEWS 05 Aug 2022
How the UK's new consumer duty will affect advisers' day-to-day operations, all about the evidence 235 CompliNEWS 05 Aug 2022
Spat in insurance sector over riot claims 235 CompliNEWS 05 Aug 2022
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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