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Headline Issue Diary Date
Momoniat stays on as acting Treasury DG central to the Treasury team that is rushing against the February 2023 deadline by FATF to tackle AML deficiencies 235 CompliNEWS 05 Aug 2022
Minister corrects error in statement 235 CompliNEWS 05 Aug 2022
SARS Commissioner sends warning to fraudsters 235 CompliNEWS 05 Aug 2022
Harlequin boss found guilty in £226m property investment fraud case involving celebrity-endorsed luxury resorts in the Caribbean 234 CompliNEWS 29 Jul 2022
UK regulator bolsters supervision of appointed representatives (juristic representatives) 234 CompliNEWS 29 Jul 2022
Spanish bank fined for non-compliance with general data processing principles 234 CompliNEWS 29 Jul 2022
Case from Germany – Insufficient legal basis for data processing 234 CompliNEWS 29 Jul 2022
Battle looms between Cosatu and retirement industry over two-pot system of retirement provision 234 CompliNEWS 29 Jul 2022
How to innovate during a recession 234 CompliNEWS 29 Jul 2022
Information Regulator establishes Enforcement Committee – Increasing volume of complaints to be addressed 234 CompliNEWS 29 Jul 2022
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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