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Headline Issue Diary Date
Former Coinbase manager charged in first crypto insider trading case 233 CompliNEWS 22 Jul 2022
UK's new DPDI Bill – Comparative analysis with the EU GDPR and ePrivacy framework 233 CompliNEWS 22 Jul 2022
The proper roles of the chief compliance officer (podcast) 233 CompliNEWS 22 Jul 2022
The personal information impact assessment process 233 CompliNEWS 22 Jul 2022
American Data Privacy and Protection Act in the offing? 233 CompliNEWS 22 Jul 2022
Firm fined for insufficient technical and organisational measures to ensure information security 233 CompliNEWS 22 Jul 2022
Cost of Compliance 2022 report findings 233 CompliNEWS 22 Jul 2022
Russian court fines Google for not censoring Ukraine war content 233 CompliNEWS 22 Jul 2022
SARS lodges R931.1m claim against MTI 233 CompliNEWS 22 Jul 2022
Bank of England, PRA and FCA set out potential measures to oversee critical third parties in a move to increase resilience of the financial sector 233 CompliNEWS 22 Jul 2022
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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