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Headline Issue Diary Date
Greylisting prevention measures recap 241 CompliNEWS 18 Sep 2022
Australian companies admit liability and fined $14.5m for fees for no service 241 CompliNEWS 18 Sep 2022
Australian firm fined $7.2m for breaches of best-interest obligations 241 CompliNEWS 18 Sep 2022
Spanish authorities break into European 'Narco Bank' 241 CompliNEWS 18 Sep 2022
Labour Court (Cape Town) – Sanlam Life Insurance v Rheeder 241 CompliNEWS 18 Sep 2022
Financial Services Tribunal – Summary of determination involving JM Busha Asset Managers and FSCA (Category II financial soundness) 241 CompliNEWS 18 Sep 2022
Former Aussie financial adviser pleads guilty to making unauthorised client transactions 241 CompliNEWS 18 Sep 2022
New acting FAIS Ombud appointed 241 CompliNEWS 18 Sep 2022
Prudential Communication 12 of 2022 – Invitation for comment on draft Prudential Standard – Stays on early-termination rights and resolution moratoria on contracts of designated institutions in resolution 241 CompliNEWS 18 Sep 2022
Order granted for the final winding up (liquidation) of Constantia Insurance Company Limited 241 CompliNEWS 18 Sep 2022
Working Smart

By Lee Rossini

As discussed in last week’s article, a well-designed strategic plan provides direction, aligns teams, and creates a framework for sustainable growth. However, many businesses struggle not with creating a strategy, but with successfully implementing it. Irrespective of the services offered by the business, effective execution is what ultimately delivers results.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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