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Headline Issue Diary Date
Latest FAIS notices 233 CompliNEWS 22 Jul 2022
Draft amendments to Schedules 1, 2 and 3 to the Financial Intelligence Centre Act 233 CompliNEWS 22 Jul 2022
Toyota v Numsa obo Njilo (Zulu culture) 233 CompliNEWS 22 Jul 2022
Why a failure to amend FICA could see disinvestment in South Africa’s financial institutions 232 CompliNEWS 17 Jul 2022
Financial crime – Data protection, technology and private sector information sharing 232 CompliNEWS 17 Jul 2022
Small firm cybersecurity checklist 232 CompliNEWS 17 Jul 2022
JPMorgan accused of compliance failures 232 CompliNEWS 17 Jul 2022
Gauteng High Court (Pretoria) – Deighton v Financial Sector Conduct Authority (procedural fairness) 232 CompliNEWS 17 Jul 2022
Derivative misconduct 37 CompliNEWS Ethics 17 Jul 2022
How to show vulnerability in the workplace 232 CompliNEWS 17 Jul 2022
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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