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Headline Issue Diary Date
Maintenance and record-keeping 228 CompliNEWS 17 Jun 2022
London firm lets lawyers bring their dogs to work 228 CompliNEWS 17 Jun 2022
SA banks 'under threat' from digital disruptors 228 CompliNEWS 17 Jun 2022
SARS wins R71m VAT case against Capitec 228 CompliNEWS 17 Jun 2022
Summary of Financial Services Tribunal determination involving Yatheen Rampersadh, First National Bank (fit and proper requirement – ‘dishonesty’ and ‘lack of integrity’) 228 CompliNEWS 17 Jun 2022
FST refers Liberty to FSCA for possible enforcement action – Financial Services Tribunal determination involving RO Matlakala, Liberty Group Limited and Others (retirement benefit after s 14 transfer) 228 CompliNEWS 17 Jun 2022
UK institutions risk hamstringing FCA with information overload, former top official warns 228 CompliNEWS 17 Jun 2022
The Compliance Life podcast 228 CompliNEWS 17 Jun 2022
Human error to blame for eight out of 10 data breaches – report 228 CompliNEWS 17 Jun 2022
Court orders re-opening of Sekunjalo accounts 228 CompliNEWS 17 Jun 2022
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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