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Headline Issue Diary Date
Tribunal reluctant to overturn FSCA administrative decisions 229 CompliNEWS 24 Jun 2022
Pakistan hope to come off the FATF's grey list 229 CompliNEWS 24 Jun 2022
NCR within rights to probe firm offering instant loans – SCA 229 CompliNEWS 24 Jun 2022
Former Tunisian PM arrested for alleged money laundering 229 CompliNEWS 24 Jun 2022
FSCA not a superregulator or above the law 229 CompliNEWS 24 Jun 2022
Insurance firms fingered for ‘buyer power’ abuses 229 CompliNEWS 24 Jun 2022
National Credit Regulator v Dacqup Finances CC t/a ABC Financial Services – Pinetown and Another 229 CompliNEWS 24 Jun 2022
Workplace – Code of good practice for management of Covid-19 229 CompliNEWS 24 Jun 2022
Practitioners Regulatory Authority (PPRA) insists compliance under regulations in a repealed law 229 CompliNEWS 24 Jun 2022
UK's FCA fines Ghana International Bank Plc £5.8m (R112 million) for failings in its anti-money laundering controls 229 CompliNEWS 24 Jun 2022
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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