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Headline Issue Diary Date
German officials raid Deutsche Bank's DWS over 'greenwashing' claims 225 CompliNEWS 27 May 2022
Compliance lessons from the Uvalde massacre 225 CompliNEWS 27 May 2022
FSCA CRA Notice 2 of 2022 – Exemption of certain regulated persons from section 4(1) of the Credit Rating Services Act 225 CompliNEWS 27 May 2022
Latest FAIS Notices 225 CompliNEWS 27 May 2022
FSCA warns the public against individuals using Gaia’s information to misrepresent the group 225 CompliNEWS 27 May 2022
World Bank questions CAR's crypto plans 225 CompliNEWS 27 May 2022
Energy executives fear disruptive cyberattacks 225 CompliNEWS 27 May 2022
Policy – Country investment strategy published for comment 225 CompliNEWS 27 May 2022
Hackers warn of government vulnerability to breaches 225 CompliNEWS 27 May 2022
Gauteng High Court (Johannesburg) – The Prudential Authority v Maimela (illegal deposit-taking, Financial Sector Regulation Act of South Africa) 225 CompliNEWS 27 May 2022
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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