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Headline Issue Diary Date
Financial Services Tribunal – Yudishtir Singh t/a Financial Systems v FSCA (debarment remitted to FSCA) 225 CompliNEWS 27 May 2022
Ramaphosa to announce B-BBEE Advisory Council; Employment Equity Act 225 CompliNEWS 27 May 2022
FSCA fines Brite Advisors South Africa R10 million and withdraws its licence; Mr Nigel Green R2.5 million and debars him for five years 225 CompliNEWS 27 May 2022
Reserve Bank flags FATF meeting as ‘emerging risk’, concerns over possible FATF grey listing 225 CompliNEWS 27 May 2022
Covid-19 waves see Liberty’s claim pay-outs jump 60% 225 CompliNEWS 27 May 2022
Financial Services Tribunal – Summary determination involving Martin Lourens and Discovery Life Limited 225 CompliNEWS 27 May 2022
Demarcation Regulations – 2022 escalation of policy benefits 225 CompliNEWS 27 May 2022
Insurance giant Marsh brokers deal for environmentally disastrous pipeline project 225 CompliNEWS 27 May 2022
Regulation of crypto latest 225 CompliNEWS 27 May 2022
FATF – France AML/CFT Mutual Evaluation Report May 2022; Israel 225 CompliNEWS 27 May 2022
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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