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Headline Issue Diary Date
Ethics and sustainability 36 CompliNEWS Ethics 18 May 2022
Ethical Leadership Symposium 36 CompliNEWS Ethics 18 May 2022
Stablecoin collapse sounds alarm for cryptocurrencies 223 CompliNEWS 15 May 2022
CCMA sets precedent with mandatory vaccination ruling 223 CompliNEWS 15 May 2022
Western Cape High Court – Tiso Blackstar v Steinhoff (PAIA) 223 CompliNEWS 15 May 2022
'Insurance brokers: serving consumers and businesses in times of uncertainty and change' 223 CompliNEWS 15 May 2022
Financial Services Tribunal – Summary of determination involving Tarryn Pillay and Financial Sector Conduct Authority, Sanlam Life Insurance Ltd 223 CompliNEWS 15 May 2022
R300m pension funds vanish; non-compliance with the Pension Funds Act 223 CompliNEWS 15 May 2022
Eastern Cape High Court – FirstRand Bank v Briedenham (Digital commissioning of affidavit) 223 CompliNEWS 15 May 2022
Cybercrime cost the world $6trn in 2021 – security group 223 CompliNEWS 15 May 2022
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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