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Headline Issue Diary Date
Clearview AI settles privacy suit over biometric identifiers 223 CompliNEWS 15 May 2022
Threat of penalties drives taxpayer compliance 223 CompliNEWS 15 May 2022
Banking service ombudsman received and investigated a record number of complaints in 2021 223 CompliNEWS 15 May 2022
Financial adviser sentenced to 12 years in prison 223 CompliNEWS 15 May 2022
Gauteng High Court (Johannesburg) – Musa v King Price Insurance Company (cancellation of short-term insurance policy due to breach) 223 CompliNEWS 15 May 2022
Landmark ruling boost for divorcing spouses 223 CompliNEWS 15 May 2022
NHI is a moral imperative – Discovery boss 223 CompliNEWS 15 May 2022
Sasria probes cap on total payouts 222 CompliNEWS 06 May 2022
Gauteng High Court (Pretoria) – Arnaud v Balanced Future Fund (Review of pension fund distribution – FSRA/PFA) 222 CompliNEWS 06 May 2022
Reserve Bank stopped Guptas’ money-laundering 222 CompliNEWS 06 May 2022
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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