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Headline Issue Diary Date
Nine banks oppose joinder in forex trading case 202 CompliNEWS 28 Nov 2021
Are charges more important than suitability when choosing a discretionary fund manager? 202 CompliNEWS 28 Nov 2021
PA issues Banks Act Directive on principles for the sound management of operational risk 202 CompliNEWS 28 Nov 2021
Switzerland: SBM Offshore ordered to pay $7.5 million for failing to prevent corruption 202 CompliNEWS 28 Nov 2021
Insurers not converted to a licence to conduct insurance business in terms of the Insurance Act 202 CompliNEWS 28 Nov 2021
Unpacking the PoPIA Act 202 CompliNEWS 28 Nov 2021
FSCA warns the public against FX-Quote247 202 CompliNEWS 28 Nov 2021
FSCA warns the public against Kuveyt Yatirim 202 CompliNEWS 28 Nov 2021
5 keys to an effective ethics and compliance programme 202 CompliNEWS 28 Nov 2021
Life insurers pay over 99% of all claims against fully underwritten policies 202 CompliNEWS 28 Nov 2021
Working Smart

By Lee Rossini

After a challenging year for many, 2025 is drawing to a close. Many shifts were felt in the financial services sector as it is being reshaped by technological disruption, regulatory change, economic uncertainty, and evolving client expectations. Businesses that don’t adapt risk losing clients, falling behind their competitors, or falling foul of regulation. Below are key challenges confronting the sector, and how business owners can proactively prepare for a successful 2026.

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