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Headline Issue Diary Date
Money-laundering risks on the rise in real estate sector 222 CompliNEWS 06 May 2022
FSCA issues public warning against Polycarp, Jan Nkuna and Wink World Wide (Pty) Ltd 222 CompliNEWS 06 May 2022
UK regulator reminds consumers of the risks of investing in crypto assets; useful reminder for SA consumers as well 222 CompliNEWS 06 May 2022
2021 Annual Report released; OBS secures millions for bank customers wronged by banks as it opened a record 8 257 complaints during the reported period 222 CompliNEWS 06 May 2022
UK NatWest chair apologises for money laundering failures; court case 222 CompliNEWS 06 May 2022
Nigerian nationals accused of using money laundering proceeds to buy bitcoin worth over $43 million 222 CompliNEWS 06 May 2022
News from Switzerland 222 CompliNEWS 06 May 2022
The impact of Russia sanctions could last decades; other news 222 CompliNEWS 06 May 2022
Liquidators want the unlawful MTI Ponzi scheme 'masterminds' to pay debts 222 CompliNEWS 06 May 2022
Two more charged in alleged debit order call centre scam 222 CompliNEWS 06 May 2022
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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