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Headline Issue Diary Date
FSCA warns the public against Finvesting 202 CompliNEWS 28 Nov 2021
FSCA warns the public against banking scams 202 CompliNEWS 28 Nov 2021
Responsible investment advice – Client segmentation 202 CompliNEWS 28 Nov 2021
Key Cybercrimes Act sections in limbo 202 CompliNEWS 28 Nov 2021
UK's ICO calls on Google and other companies to eliminate existing privacy risks posed by adtech industry 202 CompliNEWS 28 Nov 2021
Financial Services Tribunal: Mfusi v PFA and Others (member’s dissatisfaction with quantum of withdrawal benefit) 202 CompliNEWS 28 Nov 2021
FSCA retracts warning against PrestMarine 202 CompliNEWS 28 Nov 2021
Facial recognition firm faces possible £17m privacy fine 202 CompliNEWS 28 Nov 2021
Damning – Aussie regulator launches multiple legal actions against Westpac for widespread compliance failures including charging dead people 202 CompliNEWS 28 Nov 2021
Summary of Financial Services Tribunal (FST) decision involving Khedzi and Another and the FSCA (fit & proper) 202 CompliNEWS 28 Nov 2021
Working Smart

By Lee Rossini

After a challenging year for many, 2025 is drawing to a close. Many shifts were felt in the financial services sector as it is being reshaped by technological disruption, regulatory change, economic uncertainty, and evolving client expectations. Businesses that don’t adapt risk losing clients, falling behind their competitors, or falling foul of regulation. Below are key challenges confronting the sector, and how business owners can proactively prepare for a successful 2026.

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