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Headline Issue Diary Date
Insurance – 2022 Annual Policy Benefit increase submission 216 CompliNEWS 25 Mar 2022
Latest FAIS Notices 216 CompliNEWS 25 Mar 2022
FSCA warns the public against individuals impersonating Citadel Investment Services (Pty) Ltd 216 CompliNEWS 25 Mar 2022
ASISA raises concerns raised over two-pot retirement plan 216 CompliNEWS 25 Mar 2022
Aussie regulator busy on the enforcement front 216 CompliNEWS 25 Mar 2022
UK acts to stop Russian oligarchs' cash transfers in UK tax havens 216 CompliNEWS 25 Mar 2022
TransUnion hack updates – Information Regulator orders credit bureau to reveal hacked data on all mediums 216 CompliNEWS 25 Mar 2022
Namibian commission probes home loan rates 216 CompliNEWS 25 Mar 2022
Gauteng High Court (Johannesburg): Municipal Employees Pension Fund & Another v Ramohlale and Others (Review of determination made by PFA) 216 CompliNEWS 25 Mar 2022
Bank to pay damages after FATCA mishap 215 CompliNEWS 17 Mar 2022
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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