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Headline Issue Diary Date
Easing of lockdown regulations 215 CompliNEWS 17 Mar 2022
Government Employees' Medical Scheme (GEMS) on fraud alert 215 CompliNEWS 17 Mar 2022
South Africa should look at how US incentivises tax whistleblowers 215 CompliNEWS 17 Mar 2022
FSCA withdraws request for retirement funds to provide information on paid-up members 215 CompliNEWS 17 Mar 2022
ASISA welcomes Coronation’s Anton Pillay as new chairman 215 CompliNEWS 17 Mar 2022
Exemption of independent intermediaries from regulation 5.4 of the regulations under the Short-term Insurance Act, 1998 215 CompliNEWS 17 Mar 2022
Nigeria's Money Laundering Act to be amended 215 CompliNEWS 17 Mar 2022
Man sentenced to 15 years for duping investors out of millions 215 CompliNEWS 17 Mar 2022
Equity Bill will increase unemployment – IRR 215 CompliNEWS 17 Mar 2022
Hacked credit bureau Transunion facing Information Regulator probe 215 CompliNEWS 17 Mar 2022
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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