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Headline Issue Diary Date
What can we learn from the UK FCA’s fines in 2021 209 CompliNEWS 04 Feb 2022
Anti-money laundering in 2022 – Global perspective 209 CompliNEWS 04 Feb 2022
Credit Suisse and former worker go on trial for failing to prevent money laundering 209 CompliNEWS 04 Feb 2022
FSCA warns the public against My Wealth Dias (Pty) Ltd Registration No K2020/731637/07 209 CompliNEWS 04 Feb 2022
No clear criteria for assessing green investments 209 CompliNEWS 04 Feb 2022
Northern Cape High Court (Kimberly) – Qui v NDPP (s 64 of the FIC Act) 209 CompliNEWS 04 Feb 2022
Latest Raging Bull awards – Ninety One wins most prestigious award 209 CompliNEWS 04 Feb 2022
Tax Ombud publishes a draft compendium of taxpayer rights, entitlements and obligations 209 CompliNEWS 04 Feb 2022
FAIS Ombud to kick off consumer awareness drive 209 CompliNEWS 04 Feb 2022
Moody’s maintains its negative outlook on SA’s banking sector 209 CompliNEWS 04 Feb 2022
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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