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Headline Issue Diary Date
Criminals laundered $8.6 billion worth of crypto in 2021 – Chainalysis 209 CompliNEWS 04 Feb 2022
UK regulator could use criminal powers in more AML probes after NatWest case 209 CompliNEWS 04 Feb 2022
Main findings of the Edelman Trust Barometer 2022 34 CompliNEWS Ethics 09 Feb 2022
Top ethics and compliance failures of 2021 34 CompliNEWS Ethics 09 Feb 2022
US SEC Whistleblower Office posts notices for JP Morgan recordkeeping case, 11 other actions 34 CompliNEWS Ethics 09 Feb 2022
Ethics at Work survey and Ethics Institute analysis 34 CompliNEWS Ethics 09 Feb 2022
Government Printer down 209 CompliNEWS 04 Feb 2022
Patient information and data protection 209 CompliNEWS 04 Feb 2022
Record-high seizure of $5bn in stolen Bitcoin – BBC 209 CompliNEWS 04 Feb 2022
Gauteng High Court – Determination involving I Becker, E Becker, Fusion Guarantees and FSCA, Minister of Finance and the NCR 209 CompliNEWS 04 Feb 2022
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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