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Headline Issue Diary Date
South Africa’s inflation target under review 385 CompliNEWS 02 Sep 2025
Hong Kong SFC seeks to freeze $62.5m in ramp-and-dump case 385 CompliNEWS 02 Sep 2025
Ethics in evolution: The role of COFI in South Africa's financial services landscape 385 CompliNEWS 02 Sep 2025
West brothers sentenced in the UK for insider dealing and ordered to repay £280 000 385 CompliNEWS 02 Sep 2025
SocGen fined $3.88m for gatekeeper failures on ASX 24 futures in Australia 385 CompliNEWS 02 Sep 2025
FSPs required to report investments under management by 15 September 2025 385 CompliNEWS 02 Sep 2025
A reminder to update your FSP profile information via the FAIS ePortal 385 CompliNEWS 02 Sep 2025
Gedesh Lilmohun debarment challenge unsuccessful 385 CompliNEWS 02 Sep 2025
Annuity requirement on retirement benefit application dismissed 385 CompliNEWS 02 Sep 2025
Tribunal rejects withdrawal benefit challenge 385 CompliNEWS 02 Sep 2025
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Working Smart

By Lee Rossini

Although it is possible to manage with out-of-date software, sometimes upgrading software is an imperative. Regulatory scrutiny, data sensitivity, cybersecurity risks and operational continuity all demand a structured and disciplined approach. This can be a high-stakes project and success depends on aligning technology decisions with strategic, compliance and operational goals. Here are some guidelines to ensure success.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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