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Headline Issue Diary Date
Bank found guilty of reckless lending 89 CompliNEWS 08 Sep 2019
The Compli-Serve Regulatory Risk Log for September 2019 89 CompliNEWS 08 Sep 2019
Condonation dominates proceedings in latest Pension Funds case before the FST 89 CompliNEWS 08 Sep 2019
FSCA executes a search and seizure warrant 89 CompliNEWS 08 Sep 2019
Regulatory examinations in the UK on 27 September 2019 89 CompliNEWS 08 Sep 2019
FTC fines YouTube for tracking children's personal data 88 CompliNEWS 02 Sep 2019
FST case summary involving Impectus Brokers and Financial Services CC & others and Muller & others 88 CompliNEWS 02 Sep 2019
FIC defends handover of bank statements to Mkhwebane 88 CompliNEWS 02 Sep 2019
Attracting new clients 88 CompliNEWS 02 Sep 2019
The UK's fight against skimmers and scammers 88 CompliNEWS 02 Sep 2019
Working Smart

By Lee Rossini

As artificial intelligence (AI) continues to evolve, small financial advice firms are presented with an opportunity to enhance efficiency and client service without losing the human touch that clients trust. The key to success lies in achieving the right balance – leveraging AI to support, not replace, human financial planners. Here are some guidelines on how to find this balance.

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