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Headline Issue Diary Date
Record numbers of UK firms are being swallowed by private equity ... 186 CompliNEWS 10 Aug 2021
KPMG UK fined £13m over Silentnight sale to private equity 186 CompliNEWS 10 Aug 2021
UK private equity activity soars to highest level in five years, despite impact of Covid-19 on the economy, says KPMG 186 CompliNEWS 10 Aug 2021
Key reasons why financial services need to accelerate digital 186 CompliNEWS 10 Aug 2021
Time bar clauses in insurance policies 186 CompliNEWS 10 Aug 2021
FATF – Anti-money laundering and counter-terrorist financing measures for Botswana, Zimbabwe 186 CompliNEWS 10 Aug 2021
FCA stops BDSwiss offering contracts for differences (CFDs) to UK customers 186 CompliNEWS 10 Aug 2021
UK adviser found to be incompetent when advising on defined benefit pension transfers, sanctioned 186 CompliNEWS 10 Aug 2021
FSCA issues public warning against The Wealth Club 186 CompliNEWS 10 Aug 2021
UK’s FCA pushes for more diversity 185 CompliNEWS 02 Aug 2021
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Working Smart

By Lee Rossini

One of the trends facing the financial services industry is an underappreciated challenge: a shrinking and aging adviser workforce. This is not a temporary disruption but a structural issue that is reshaping how businesses operate, serve clients, and plan for the future. Talent shortages are becoming more acute precisely when demand for financial guidance is rising, driven by longer life expectancies, more complex investment environments, and increased individual responsibility for retirement planning.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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