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Headline Issue Diary Date
FSCA warns the public against Tradetheatre Capital Markets 157 CompliNEWS 17 Jan 2021
PAIA Manual exemption extended again until 30 June 2021 157 CompliNEWS 17 Jan 2021
KYC compliance catches up with crypto 157 CompliNEWS 17 Jan 2021
UK business fined £23.8m for money laundering 157 CompliNEWS 17 Jan 2021
SARS blasted for cyber-security failings 157 CompliNEWS 17 Jan 2021
Liquidators want more powers in MTI Bitcoin inquiry 157 CompliNEWS 17 Jan 2021
FSCA FAIS Notice 1 of 2021 – Exemption of individual persons from competence and fee requirements 157 CompliNEWS 17 Jan 2021
FSCA warns the public against Keenan Ebden Financial Services and Keenan Ebden 157 CompliNEWS 17 Jan 2021
FSCA warns the public against Hlengiwe Ngcobo and Christian Barnley Hamilton 157 CompliNEWS 17 Jan 2021
Supreme Court judgment in FCA’s business interruption insurance test case in the UK 157 CompliNEWS 17 Jan 2021
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Working Smart

By Lee Rossini

One of the trends facing the financial services industry is an underappreciated challenge: a shrinking and aging adviser workforce. This is not a temporary disruption but a structural issue that is reshaping how businesses operate, serve clients, and plan for the future. Talent shortages are becoming more acute precisely when demand for financial guidance is rising, driven by longer life expectancies, more complex investment environments, and increased individual responsibility for retirement planning.

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Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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