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Headline Issue Diary Date
Reference checks 44 CompliNEWS 15 Oct 2018
Taxpayers warned of looming penalties 44 CompliNEWS 15 Oct 2018
International Adviser SA edition released 44 CompliNEWS 15 Oct 2018
Bank fines on money laundering spotlight KYC urgency, the case of the Danske Bank whistleblower; other AML news 44 CompliNEWS 15 Oct 2018
Aussie regulator to conduct a compliance review on fee disclosure statements and renewal notices requirements in the financial advice sector 44 CompliNEWS 15 Oct 2018
JPMorgan Chase & Co fined $5 million over sanctions violation 44 CompliNEWS 15 Oct 2018
Data protection breach at Discovery leaves clients unhappy 44 CompliNEWS 15 Oct 2018
What is the rationale for every FSP to screen sanctions lists, politically exposed persons and prominent influential persons in terms of AML? 44 CompliNEWS 15 Oct 2018
Informative speech on trust and ethics from the UK – a regulator’s perspective 44 CompliNEWS 15 Oct 2018
Mboweni must burst NHI ‘balloon of fantasy’ 44 CompliNEWS 15 Oct 2018
Working Smart

By Lee Rossini

When managing a business, clarity and consistency are vital when drafting policies, procedures and processes. While these terms are often used interchangeably, they are distinct elements of business structure and governance. Properly drafting each one effectively can empower a business to operate efficiently, reduce risk, and foster a productive work environment.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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