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Headline Issue Diary Date
Fit and Proper Requirements - FAIS Regulatory Exam material update 10 CompliNEWS 17 Apr 2018
Informative contact list- Financial Sector Conduct Authority (FSCA) 10 CompliNEWS 17 Apr 2018
Financial Services Ombud in the UK confirms independent review after Channel 4 TV exposé 10 CompliNEWS 17 Apr 2018
Australian financial adviser permanently banned for dishonest conduct 10 CompliNEWS 17 Apr 2018
UK's FCA to publish review on cryptocurrencies 10 CompliNEWS 17 Apr 2018
FSCA Commissioner on dismantling of FSB myths 10 CompliNEWS 17 Apr 2018
FAIS Ombud dismisses all property syndication complaints where complainants fail to mention the name of the broker 10 CompliNEWS 17 Apr 2018
FSCA fines Novare Investments R30,000 for contravention of the Collective Investment Schemes Control Act 10 CompliNEWS 17 Apr 2018
Truworths Limited v The Minister of Trade and Industry (The South African Human Rights Commission Amicus Curiae) 2018 JDR 0444 (WCC) 10 CompliNEWS 17 Apr 2018
Is regulation a necessary burden or can it benefit a business? 10 CompliNEWS 17 Apr 2018
Working Smart

By Lee Rossini

When managing a business, clarity and consistency are vital when drafting policies, procedures and processes. While these terms are often used interchangeably, they are distinct elements of business structure and governance. Properly drafting each one effectively can empower a business to operate efficiently, reduce risk, and foster a productive work environment.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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