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Headline Issue Diary Date
Codes of Good Practice on Broad-Based Black Economic Empowerment- Comment by 28 May 2018 10 CompliNEWS 17 Apr 2018
Notice 169 of 2018 - Commencement of the Financial Sector Regulation Act 9 of 2017 10 CompliNEWS 17 Apr 2018
Short-Term and Long-Term Insurance regulations to be amended – commentary period expired 23 April 2018 10 CompliNEWS 17 Apr 2018
Implementation of the amendments to the Financial Intelligence Centre Act, 2001 – supervisory approach 10 CompliNEWS 17 Apr 2018
'Superior and arrogant' adviser jailed 10 CompliNEWS 17 Apr 2018
Ongoing FSCA consultations taking place and its view on investment platforms 10 CompliNEWS 17 Apr 2018
Fit and Proper Requirements - FAIS Regulatory Exam material update 10 CompliNEWS 17 Apr 2018
Informative contact list- Financial Sector Conduct Authority (FSCA) 10 CompliNEWS 17 Apr 2018
Financial Services Ombud in the UK confirms independent review after Channel 4 TV exposé 10 CompliNEWS 17 Apr 2018
Australian financial adviser permanently banned for dishonest conduct 10 CompliNEWS 17 Apr 2018
Working Smart

By Lee Rossini

In the current volatile, rapidly changing and uncertain climate, clients are looking for more than just investment advice from their financial planners. The lack of certainty and safety in the markets tends to make investors more anxious and reactive. In this environment, financial planners must act not only as strategists but also as guides and confidants. Here’s what clients are increasingly expecting.

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