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Headline Issue Diary Date
More changes proposed for JSE listing requirements 85 CompliNEWS 13 Aug 2019
FSCA warns the public against Guarantee Trust Fund (Pty) Ltd 85 CompliNEWS 13 Aug 2019
Conduct Standard on section 14 transfers released by FSCA and is in effect 84 CompliNEWS 05 Aug 2019
UK Regulator demands consideration of AI ethics 13 CompliNEWS Ethics 07 Aug 2019
The operation of data ethics in the financial services sector 13 CompliNEWS Ethics 07 Aug 2019
Ethical culture begins with senior management 13 CompliNEWS Ethics 07 Aug 2019
Ethical behavior and the bottom line 13 CompliNEWS Ethics 07 Aug 2019
Managing employee stress in the workplace 84 CompliNEWS 05 Aug 2019
Information Regulator hiring 84 CompliNEWS 05 Aug 2019
Prudential Authority fines Bank of Baroda R400,000 for AML deficiencies 84 CompliNEWS 05 Aug 2019
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Working Smart

By Lee Rossini

Although it is possible to manage with out-of-date software, sometimes upgrading software is an imperative. Regulatory scrutiny, data sensitivity, cybersecurity risks and operational continuity all demand a structured and disciplined approach. This can be a high-stakes project and success depends on aligning technology decisions with strategic, compliance and operational goals. Here are some guidelines to ensure success.

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Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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