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Headline Issue Diary Date
Five million pension savers in UK could put their retirement savings at risk to scammers 84 CompliNEWS 05 Aug 2019
Compli-Serve releases updated regulatory risk log 84 CompliNEWS 05 Aug 2019
Compli-Serve guidance on risk management 84 CompliNEWS 05 Aug 2019
Identifying and verifying beneficiary ownership in terms of FICA 84 CompliNEWS 05 Aug 2019
Brexit uncertainty causes unpassed Bill pile-up 84 CompliNEWS 05 Aug 2019
Former Melbourne financial adviser banned for life from providing financial advice 84 CompliNEWS 05 Aug 2019
UK regulator to focus on firms' implementation of conduct rules 84 CompliNEWS 05 Aug 2019
UK's Legal Ombudsman sued for data breach 84 CompliNEWS 05 Aug 2019
Banks deny jobs ‘bloodbath’ 84 CompliNEWS 05 Aug 2019
Liberty and Discovery square off over perks 84 CompliNEWS 05 Aug 2019
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Working Smart

By Lee Rossini

Although it is possible to manage with out-of-date software, sometimes upgrading software is an imperative. Regulatory scrutiny, data sensitivity, cybersecurity risks and operational continuity all demand a structured and disciplined approach. This can be a high-stakes project and success depends on aligning technology decisions with strategic, compliance and operational goals. Here are some guidelines to ensure success.

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Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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