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Headline Issue Diary Date
Government prepares for 4th industrial revolution 71 CompliNEWS 14 May 2019
Royal Bank of Scotland in FinTech venture 71 CompliNEWS 14 May 2019
Financial Sector Act ombud provisions effective 1 September 2019 71 CompliNEWS 14 May 2019
Interest rate benchmark reform report expected soon 71 CompliNEWS 14 May 2019
New regulated entities documentation for insurance released by FSCA 70 CompliNEWS 08 May 2019
FSCA update on David Wilmot and Nava Shore Holdings Ltd 70 CompliNEWS 08 May 2019
UK regulator fines firms and individuals in pension advice failings 70 CompliNEWS 08 May 2019
Regulators urge financial institutions to plan for LIBOR transition 70 CompliNEWS 08 May 2019
Australia's ASIC fines financial advisory firm for misleading claims about offering 'independent advice' 70 CompliNEWS 08 May 2019
Pension Funds Adjudicator press release regarding Naidoo and Coca Cola Shanduka Beverage Provident Fund 70 CompliNEWS 08 May 2019
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Working Smart

By Lee Rossini

Although it is possible to manage with out-of-date software, sometimes upgrading software is an imperative. Regulatory scrutiny, data sensitivity, cybersecurity risks and operational continuity all demand a structured and disciplined approach. This can be a high-stakes project and success depends on aligning technology decisions with strategic, compliance and operational goals. Here are some guidelines to ensure success.

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