Stories
| Headline | Issue | Diary | Date |
|---|---|---|---|
| Bank 'double-dipping' case a first for SA | 69 | CompliNEWS | 29 Apr 2019 |
| FAIS Ombud determination summary involving Karvelas and Van Zyl Finansiële Dienste and another | 69 | CompliNEWS | 29 Apr 2019 |
| Implications of non-compliance with CPD deadline and immediate options | 69 | CompliNEWS | 29 Apr 2019 |
| Standard Chartered Bank pays over $1 billion for sanctions violations | 69 | CompliNEWS | 29 Apr 2019 |
| Review of recent compliance benchmarking, surveys and studies | 69 | CompliNEWS | 29 Apr 2019 |
| Namibian regulator issues guidance note on Politically Exposed Persons (PEPs) | 69 | CompliNEWS | 29 Apr 2019 |
| Aussie regulator bans two FX and commodities fund managers for six years | 69 | CompliNEWS | 29 Apr 2019 |
| UK regulator rolls out financial advice review and seeks feedback on whether RDR and FAMR caused 'unintended harm' to consumers | 69 | CompliNEWS | 29 Apr 2019 |
| Steenkamp and others v Edcon Ltd | 69 | CompliNEWS | 29 Apr 2019 |
| Rating agency fined over conflicts of interest | 69 | CompliNEWS | 29 Apr 2019 |
