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Headline Issue Diary Date
Financial Services Tribunal case – K&L Brokers CC v FSCA 70 CompliNEWS 08 May 2019
UK's FCA committed to regulatory reporting change involving more technology 70 CompliNEWS 08 May 2019
UK's FCA told to compensate over 'seriously inaccurate' central register 70 CompliNEWS 08 May 2019
FSCA releases its Q3 Bulletin: 2018/19 70 CompliNEWS 08 May 2019
FSCA outlines its three-year strategy 70 CompliNEWS 08 May 2019
FSCA update on NEPI Rockcastle plc investigation 70 CompliNEWS 08 May 2019
FSCA update on successful conviction of Cashflow Ngcobo and associate 70 CompliNEWS 08 May 2019
FSCA warns the public against Nedinvest 70 CompliNEWS 08 May 2019
Drawing up an organogram 69 CompliNEWS 29 Apr 2019
FSCA proposed draft Conduct Standard iro banks, mutual banks and co-operative banks 69 CompliNEWS 29 Apr 2019
Working Smart

By Lee Rossini

Although it is possible to manage with out-of-date software, sometimes upgrading software is an imperative. Regulatory scrutiny, data sensitivity, cybersecurity risks and operational continuity all demand a structured and disciplined approach. This can be a high-stakes project and success depends on aligning technology decisions with strategic, compliance and operational goals. Here are some guidelines to ensure success.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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