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Headline Issue Diary Date
Council for Medical Schemes suspends senior official 58 CompliNEWS 11 Feb 2019
Treasury backs search powers for auditors' regulator 58 CompliNEWS 11 Feb 2019
Ideal client profiles 57 CompliNEWS 04 Feb 2019
OUTsurance backs down over pothole damage claim 57 CompliNEWS 04 Feb 2019
Financial ombudsman sees rise in cases 57 CompliNEWS 04 Feb 2019
POPI and social media 57 CompliNEWS 04 Feb 2019
FST case summary involving Bharosa and Helfin Risk Management – debarment 57 CompliNEWS 04 Feb 2019
FIC releases guidance to supervisory bodies regarding licence conditions, registration, approval and authorisation processes 57 CompliNEWS 04 Feb 2019
Speech by the UK regulator on diversity, culture and governance 57 CompliNEWS 04 Feb 2019
UK regulator fines former fund manager Paul Stephany; man sentenced for illegally operating an investment scheme 57 CompliNEWS 04 Feb 2019
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Working Smart

By Lee Rossini

Although it is possible to manage with out-of-date software, sometimes upgrading software is an imperative. Regulatory scrutiny, data sensitivity, cybersecurity risks and operational continuity all demand a structured and disciplined approach. This can be a high-stakes project and success depends on aligning technology decisions with strategic, compliance and operational goals. Here are some guidelines to ensure success.

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Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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