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Headline Issue Diary Date
GDPR compliance checklist: is your organisation GDPR-ready and POPIA compliant? 58 CompliNEWS 11 Feb 2019
Financial Services Tribunal releases its hearing schedule 58 CompliNEWS 11 Feb 2019
Review of 2018 AML enforcement and compliance trends 58 CompliNEWS 11 Feb 2019
How better documentation can help improve financial compliance 58 CompliNEWS 11 Feb 2019
Former Sydney FX trader sentenced for falsifying trading entries 58 CompliNEWS 11 Feb 2019
President’s remarks contradict NHI Bill – experts 58 CompliNEWS 11 Feb 2019
FCA publishes drawn down retirement guidelines 58 CompliNEWS 11 Feb 2019
Data-sharing processes agreed in event of no-deal 58 CompliNEWS 11 Feb 2019
More guidance on FICA due diligence process 58 CompliNEWS 11 Feb 2019
UK Regulator warns public of investment scams of over £197 million reported losses in 2018 58 CompliNEWS 11 Feb 2019
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Working Smart

By Lee Rossini

Although it is possible to manage with out-of-date software, sometimes upgrading software is an imperative. Regulatory scrutiny, data sensitivity, cybersecurity risks and operational continuity all demand a structured and disciplined approach. This can be a high-stakes project and success depends on aligning technology decisions with strategic, compliance and operational goals. Here are some guidelines to ensure success.

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Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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