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Headline Issue Diary Date
Leadership support provides compliance credibility 24 CompliNEWS 04 Jun 2018
New regulator to tackle retail banks' customer service 24 CompliNEWS 04 Jun 2018
Ex mortgage broker banned, fined and jailed in the UK 24 CompliNEWS 04 Jun 2018
SEC charges deVere US arm and two former managers for misleading retail clients 24 CompliNEWS 04 Jun 2018
UK regulator sets out plans for regulation of claims management companies 24 CompliNEWS 04 Jun 2018
Final call for delegates to book for the Compli-Serve Fit & Proper Workshops in June 2018- 3 verifiable CPD hours available 24 CompliNEWS 04 Jun 2018
New conduct of business reporting matrix for FSPs out for comment 24 CompliNEWS 04 Jun 2018
UK fund boards' independence much lower than FCA wants 24 CompliNEWS 04 Jun 2018
Final round of hearings on three labour Bills 24 CompliNEWS 04 Jun 2018
New FSCA takes aim at credit-life insurance/ payment protection insurance 24 CompliNEWS 04 Jun 2018
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Working Smart

By Lee Rossini

After a challenging year for many, 2025 is drawing to a close. Many shifts were felt in the financial services sector as it is being reshaped by technological disruption, regulatory change, economic uncertainty, and evolving client expectations. Businesses that don’t adapt risk losing clients, falling behind their competitors, or falling foul of regulation. Below are key challenges confronting the sector, and how business owners can proactively prepare for a successful 2026.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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