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Headline Issue Diary Date
Commission hits back in forex-rigging dispute 37 CompliNEWS 06 Sep 2018
The Financial Services Tribunal and the Ombud’s perspective 37 CompliNEWS 06 Sep 2018
Busy October ahead for the Financial Services Tribunal 37 CompliNEWS 06 Sep 2018
Namibian bank linked in VBS saga 37 CompliNEWS 06 Sep 2018
Limits to Singapore organisations' use of personal data 37 CompliNEWS 06 Sep 2018
Five sentenced in FCA’s second largest ever criminal prosecution involving a £2.8m investment fraud 37 CompliNEWS 06 Sep 2018
Treating Bank Customers More Fairly: FSCA invites comments by 16 October 2018 on proposed South Africa Retail Banking Diagnostic 37 CompliNEWS 06 Sep 2018
Ten years from the crash: time to row back on financial regulation and compliance? 37 CompliNEWS 06 Sep 2018
Financial markets conduct proposals out for comment 37 CompliNEWS 06 Sep 2018
Independent advisors concerned about possible ‘conflict of interest’ at Discovery 37 CompliNEWS 06 Sep 2018
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Working Smart

By Lee Rossini

Although it is possible to manage with out-of-date software, sometimes upgrading software is an imperative. Regulatory scrutiny, data sensitivity, cybersecurity risks and operational continuity all demand a structured and disciplined approach. This can be a high-stakes project and success depends on aligning technology decisions with strategic, compliance and operational goals. Here are some guidelines to ensure success.

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