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Headline Issue Diary Date
FSCA warns the public against any person claiming to be a representative of Plus500AU (Pty) Ltd 37 CompliNEWS 06 Sep 2018
'Hands off' our independence, warns Reserve Bank boss 37 CompliNEWS 06 Sep 2018
US’ SEC charges NFL star and former investment banker with insider trading 37 CompliNEWS 06 Sep 2018
Draft transitional standard for CFIs imminent 37 CompliNEWS 06 Sep 2018
FSCA releases its latest monthly update on market abuse investigations 37 CompliNEWS 06 Sep 2018
BASA worried that SA is taking a wrong turn with current law stream 36 CompliNEWS 29 Aug 2018
FSCA warns the public against Tshwaranang Community Stockvel 36 CompliNEWS 29 Aug 2018
Niche markets 36 CompliNEWS 29 Aug 2018
New ‘code of conduct’ is set to impact car insurance in SA 36 CompliNEWS 29 Aug 2018
Tshegofatso Prudence Gasekoma and Silver Seed Capital (Pty) Ltd and Sandro Manuel Azevedo Veloza: Office of the Ombud for Financial Services Providers: FAIS 05349/14-15/NW 1 36 CompliNEWS 29 Aug 2018
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Working Smart

By Lee Rossini

Although it is possible to manage with out-of-date software, sometimes upgrading software is an imperative. Regulatory scrutiny, data sensitivity, cybersecurity risks and operational continuity all demand a structured and disciplined approach. This can be a high-stakes project and success depends on aligning technology decisions with strategic, compliance and operational goals. Here are some guidelines to ensure success.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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