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Headline Issue Diary Date
B-BBEE Commission, SARS sign MOU on fronting 29 CompliNEWS 11 Jul 2018
Inquiry proposals feature in unimplemented legislation 28 CompliNEWS 03 Jul 2018
How do you add value as a financial planner? 28 CompliNEWS 03 Jul 2018
FAIS Ombud Determinations - David Jackson Mbetse and Pieter de Wet t/a Model Insurance Company: Office of the Statutory Ombud for Financial Services Providers: FSOS 00132/13-14/GP 3 28 CompliNEWS 03 Jul 2018
UK's FCA consults over fairer treatment of 'regular premium' PPI or credit life complaints 28 CompliNEWS 03 Jul 2018
Attention investment managers or advisers - RDR discussion document released on investment related matters 28 CompliNEWS 03 Jul 2018
UK regulator stops 38 dealers offering finance to customers for compliance failures 28 CompliNEWS 03 Jul 2018
Former Malaysian PM faces four counts of graft 28 CompliNEWS 03 Jul 2018
Short-term insurance fees paid by the policyholder ... facilitated by the insurer 28 CompliNEWS 03 Jul 2018
SEC charges Morgan Stanley in connection with failure to detect or prevent misappropriation of client funds 28 CompliNEWS 03 Jul 2018
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Working Smart

By Lee Rossini

Although it is possible to manage with out-of-date software, sometimes upgrading software is an imperative. Regulatory scrutiny, data sensitivity, cybersecurity risks and operational continuity all demand a structured and disciplined approach. This can be a high-stakes project and success depends on aligning technology decisions with strategic, compliance and operational goals. Here are some guidelines to ensure success.

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Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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