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Headline Issue Diary Date
More amendments to JSE debt listing requirements 28 CompliNEWS 03 Jul 2018
Breaking - The 2018 FAIS compliance reports released 27 CompliNEWS 28 Jun 2018
Prudential standards finalised for insurers 27 CompliNEWS 28 Jun 2018
FSCA warns the public against Xchange Share Tracking and Trading (Pty) Ltd & DSB Brokers / DSB Securities Ltd 27 CompliNEWS 28 Jun 2018
UK's FCA publishes update on wide-ranging review of the UK retail banking sector 27 CompliNEWS 28 Jun 2018
The FCA’s role in preparing for Brexit 27 CompliNEWS 28 Jun 2018
FSCA publishes six more FAIS Notices 27 CompliNEWS 28 Jun 2018
‘Everyone is breaking the law right now’: GDPR compliance efforts are falling short – report 27 CompliNEWS 28 Jun 2018
Key regulatory deadlines for June 2018 27 CompliNEWS 28 Jun 2018
Deutsche Bank's U.S. brokerage fined $1.4 million for reporting problems 27 CompliNEWS 28 Jun 2018
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Working Smart

By Lee Rossini

Although it is possible to manage with out-of-date software, sometimes upgrading software is an imperative. Regulatory scrutiny, data sensitivity, cybersecurity risks and operational continuity all demand a structured and disciplined approach. This can be a high-stakes project and success depends on aligning technology decisions with strategic, compliance and operational goals. Here are some guidelines to ensure success.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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