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Headline Issue Diary Date
UK's FCA reveals the fourth round of successful firms in its regulatory sandbox 28 CompliNEWS 03 Jul 2018
Increased use of cryptocurrencies to avoid detection 28 CompliNEWS 03 Jul 2018
Intermediary financial services regulations imminent? 28 CompliNEWS 03 Jul 2018
FSCA - Retail Distribution Review: Status update - June 2018 28 CompliNEWS 03 Jul 2018
FSCA releases two publications relating to the RDR 28 CompliNEWS 03 Jul 2018
What is meant by 'good standing' in terms of the revised fit and proper requirements? 28 CompliNEWS 03 Jul 2018
FSCA releases 2018 FAIS compliance reports 28 CompliNEWS 03 Jul 2018
FinTech policy position expected early next year 28 CompliNEWS 03 Jul 2018
Compli-Serve Guidance Note 'G-Note' - Notice 362 of 2018 - Levies on financial institutions 28 CompliNEWS 03 Jul 2018
FSCA publishes Notice 362 of 2018 - levies on financial institutions increase by an average of 6% 28 CompliNEWS 03 Jul 2018
Working Smart

By Lee Rossini

Although it is possible to manage with out-of-date software, sometimes upgrading software is an imperative. Regulatory scrutiny, data sensitivity, cybersecurity risks and operational continuity all demand a structured and disciplined approach. This can be a high-stakes project and success depends on aligning technology decisions with strategic, compliance and operational goals. Here are some guidelines to ensure success.

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