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Headline Issue Diary Date
Insurer finally pays after customary adoption death 21 CompliNEWS 14 May 2018
Insurer finally pays after customary adoption death 21 CompliNEWS 14 May 2018
SAIA on the Prudential Authority and the Financial Sector Conduct Authority 21 CompliNEWS 14 May 2018
How to tell whether your compliance programme is working... or not 21 CompliNEWS 14 May 2018
Regulator permanently bans financial adviser for providing false evidence to it 21 CompliNEWS 14 May 2018
Meeting between the Financial Intelligence Centre (FIC) and ASISA members on 15 May 2018 21 CompliNEWS 14 May 2018
Still no senior counsel opinion on Credit Bill 21 CompliNEWS 14 May 2018
Insurer finally pays after customary adoption death 21 CompliNEWS 14 May 2018
Financial Sector Regulation Act on debarments- section 14A replaced by new section 21 CompliNEWS 14 May 2018
FSCA responds to query on Annexure 6 submission timelines for category II FSPs 21 CompliNEWS 14 May 2018
Working Smart

By Lee Rossini

Although it is possible to manage with out-of-date software, sometimes upgrading software is an imperative. Regulatory scrutiny, data sensitivity, cybersecurity risks and operational continuity all demand a structured and disciplined approach. This can be a high-stakes project and success depends on aligning technology decisions with strategic, compliance and operational goals. Here are some guidelines to ensure success.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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