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Headline Issue Diary Date
Insights from the Royal Commission into misconduct in the banking, superannuation and financial services industry (Australia) 4 CompliNEWS Ethics 16 May 2018
Australian crisis - money as a morally hazardous substance: the Banking Royal Commission 4 CompliNEWS Ethics 16 May 2018
The Ethics Institute Annual Conference - 21 May 2018 - JHB 4 CompliNEWS Ethics 16 May 2018
Ethics in moral philosophy 4 CompliNEWS Ethics 16 May 2018
Reasons for ethical lapses in the financial services industry 4 CompliNEWS Ethics 16 May 2018
Australia - ASIC consults on code of ethics compliance schemes for financial advisers 4 CompliNEWS Ethics 16 May 2018
SEC in the USA files charges in international manipulation scheme 21 CompliNEWS 14 May 2018
Long-Term Ombudsman increasingly considers culture and customary law when resolving disputes 21 CompliNEWS 14 May 2018
Nedbank insurer the 'worst late responder' - Ombud 21 CompliNEWS 14 May 2018
Landmark fine for Qatari-based financial adviser firm 21 CompliNEWS 14 May 2018
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Working Smart

By Lee Rossini

Although it is possible to manage with out-of-date software, sometimes upgrading software is an imperative. Regulatory scrutiny, data sensitivity, cybersecurity risks and operational continuity all demand a structured and disciplined approach. This can be a high-stakes project and success depends on aligning technology decisions with strategic, compliance and operational goals. Here are some guidelines to ensure success.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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