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Headline Issue Diary Date
Hong Kong's SFC fines Freeman Commodities HK$3.4m for serious AML breaches 377 CompliNEWS 06 Jul 2025
ASIC bans adviser for Shield Fund misconduct 377 CompliNEWS 06 Jul 2025
AI hallucinations in court: A wake-up call for legal and compliance professionals 377 CompliNEWS 06 Jul 2025
FSCA finalises Banxso licence withdrawal, provisional action against AfriMarkets raises concerns 377 CompliNEWS 06 Jul 2025
US Bill seeks to cut aid and sanction South African leaders over pro-Palestinian stance 377 CompliNEWS 06 Jul 2025
Treasury flags SARB Bill concerns 377 CompliNEWS 06 Jul 2025
FSCA debars Sekokope for five years amid ongoing enforcement focus 377 CompliNEWS 06 Jul 2025
Scenario Planning 376 CompliNEWS 27 Jun 2025
John Nel v FSCA — debarment and R1 million fine upheld for repeat offender Mareo-John Nel 376 CompliNEWS 27 Jun 2025
SCA confirms buyer bears the risk in payment fraud: Northcliff Nissan v Hyundai Louis Trichardt 376 CompliNEWS 27 Jun 2025
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Working Smart

By Lee Rossini

Although it is possible to manage with out-of-date software, sometimes upgrading software is an imperative. Regulatory scrutiny, data sensitivity, cybersecurity risks and operational continuity all demand a structured and disciplined approach. This can be a high-stakes project and success depends on aligning technology decisions with strategic, compliance and operational goals. Here are some guidelines to ensure success.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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