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Headline Issue Diary Date
ASIC's aggressive stance on greenwashing: 47 interventions and over $123 000 in fines 336 CompliNEWS 23 Aug 2024
Webinar highlights first year of UK's Consumer Duty: Progress made, challenges ahead, and continued focus on consumer-centric financial practices; South Africa's COFI 336 CompliNEWS 23 Aug 2024
New tool launched to help small businesses create privacy notices 336 CompliNEWS 23 Aug 2024
SARB Deputy Governor highlights Jibar transition to ZARONIA at Market Practitioners Group Conference 336 CompliNEWS 23 Aug 2024
Namibia's NEEEB nears finalisation amid investor concerns 336 CompliNEWS 23 Aug 2024
Amendment to Regulation 28 falls short in boosting infrastructure investment 336 CompliNEWS 23 Aug 2024
NJK Boerdery v Safire Insurance Company (parol evidence rule) 335 CompliNEWS 19 Aug 2024
FIC Act Appeal Board ruling underscores critical compliance obligations – Fine against Capital Point Properties upheld 335 CompliNEWS 19 Aug 2024
Raees Ally v First National Bank (FNB Commercial Financial Advisory) – Adviser implemented a financial deal for a client that differed materially from firm policy 335 CompliNEWS 19 Aug 2024
South Africa's grey list exit likely to be delayed amidst compliance challenges and regulatory reforms 335 CompliNEWS 19 Aug 2024
Working Smart

By Lee Rossini

In times of economic uncertainty and declining trust in institutions, maintaining employee motivation becomes both more challenging and more critical – especially in the financial advice industry. Financial planners are not only navigating their own doubts about the market, but are also serving clients who may be anxious, sceptical or even fearful. Amid these pressures, it's essential for owners and managers to focus on sustaining morale, purpose and productivity among their teams.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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