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Headline Issue Diary Date
LE Masimong v Discovery Life Ltd (debarment) 335 CompliNEWS 19 Aug 2024
Setting up and running a podcast 335 CompliNEWS 19 Aug 2024
US regulator slaps OTC Link LLC with $1.19m fine for AML failures: Why banks should reconsider dual roles for chief compliance officers 335 CompliNEWS 19 Aug 2024
US SEC announces settled charges against Equiniti Trust Company LLC for cybersecurity failures 335 CompliNEWS 19 Aug 2024
Build your compliance brand: Daily insights on 'compliance tip of the day' podcast 335 CompliNEWS 19 Aug 2024
US financial regulators to impose stricter reporting rules on cryptocurrencies 335 CompliNEWS 19 Aug 2024
Nigeria on track to exit FATF grey list – NFIU 335 CompliNEWS 19 Aug 2024
Private equity in South Africa reaches 13-year high in 2023 amid election-year challenges and growing global interest 335 CompliNEWS 19 Aug 2024
Compact signing goes ahead despite massive opposition 335 CompliNEWS 19 Aug 2024
Dubai's DFSA fines Peter Georgiou $980 020 for misleading conduct and AML breaches 335 CompliNEWS 19 Aug 2024
Working Smart

By Lee Rossini

In times of economic uncertainty and declining trust in institutions, maintaining employee motivation becomes both more challenging and more critical – especially in the financial advice industry. Financial planners are not only navigating their own doubts about the market, but are also serving clients who may be anxious, sceptical or even fearful. Amid these pressures, it's essential for owners and managers to focus on sustaining morale, purpose and productivity among their teams.

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