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Financial Services Intelligence Watch
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Headline Issue Diary Date
FIC warns of R50 000 sanctions for non-compliance as SA risks FATF grey list status 308 CompliNEWS 09 Feb 2024
Prepare for increased shareholder activism – Bowmans 308 CompliNEWS 09 Feb 2024
BlackRock's iShares Bitcoin Trust surpasses 100 000 BTC milestone, leading the US spot Bitcoin ETF market 308 CompliNEWS 09 Feb 2024
Financial Services Tribunal hearing schedule – February to June 2024 308 CompliNEWS 09 Feb 2024
Financial Services Tribunal rejects pension fund reconsideration application 308 CompliNEWS 09 Feb 2024
UK's FCA imposes fine and industry ban on former compliance officer for misleading investors; key lessons 308 CompliNEWS 09 Feb 2024
Karen Joy Howard v SA Health Brokers (Pty) Ltd (reconsideration application – fractious relationship between co-shareholders and co-directors of FSP, debarment) 308 CompliNEWS 09 Feb 2024
Two-pot retirement system fears for public servants 308 CompliNEWS 09 Feb 2024
UN sanctions monitors flag North Korean cyberattacks 308 CompliNEWS 09 Feb 2024
Rising threat – Investment scams proliferate on social media platforms 308 CompliNEWS 09 Feb 2024
Working Smart

By Lee Rossini

In a highly competitive environment where services and products offered to clients are often very similar, what differentiates successful financial services businesses is their ability to build and sustain a client-centric culture. A client-centric culture places the client at the heart of every decision, process, and interaction, ensuring that the business consistently delivers value, trust, and exceptional service.

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