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Headline Issue Diary Date
Mpho Nemukula v AC Capital (Pty) Ltd (reconsideration application – debarment of representative for theft of tablet – fit and proper requirements) 290 CompliNEWS 15 Sep 2023
Uncertainty surrounds South Africa's FATF grey-list status in 2025 290 CompliNEWS 15 Sep 2023
FSCA enforceable undertaking – Enlisting the services of a third party to complete the RE 5 examination 290 CompliNEWS 15 Sep 2023
UK and US authorities escalate crackdown on Trickbot Cybercrime Group 290 CompliNEWS 15 Sep 2023
Unveiling the top 20 crypto-enthusiastic nations – Insights from Chainalysis' 2023 Geography of Cryptocurrency Report 290 CompliNEWS 15 Sep 2023
South Africa – Strengthened corporate disclosure mandates 290 CompliNEWS 15 Sep 2023
Understanding corporate culture in compliance: A key to success 290 CompliNEWS 15 Sep 2023
AI and AML compliance – Revolutionising financial crime prevention 290 CompliNEWS 15 Sep 2023
Shifts in professional jargon – The changing meanings of 'de-risking' 290 CompliNEWS 15 Sep 2023
Finance – Treasury guidelines for cost containment 290 CompliNEWS 15 Sep 2023
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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