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Headline Issue Diary Date
UAE's push for enhanced financial transparency: progressing towards removal from FATF's greylist 288 CompliNEWS 31 Aug 2023
The role of the Legal Entity Identifier (LEI) in tackling financial crime – A South African perspective 288 CompliNEWS 31 Aug 2023
UK implements Travel Rule on cryptocurrency, tightening oversight 288 CompliNEWS 31 Aug 2023
FSCA exempts specific persons from FAIS competence and fee provisions 288 CompliNEWS 31 Aug 2023
Support for Tribunal's ruling on Craig Massyn and Praesidium Group 288 CompliNEWS 31 Aug 2023
Interim Director appointment announced 288 CompliNEWS 31 Aug 2023
FSCA Insurance Notice 13 of 2023 – Exemption of Abacus Insurance Company Limited 288 CompliNEWS 31 Aug 2023
Redefining KYC in the age of cryptocurrencies 287 CompliNEWS 25 Aug 2023
The intersection of psychology and compliance – A deep dive into human behaviour and regulatory adherence 287 CompliNEWS 25 Aug 2023
Excellent guidance – UK's ICO advises against sole reliance on BCC for sensitive emails 287 CompliNEWS 25 Aug 2023
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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