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Headline Issue Diary Date
Constitutional Court clarifies pension fund rule amendments, bolstering retirement security 285 CompliNEWS 12 Aug 2023
Crypto industry faces reputational crisis amid scandals and high-profile arrests 285 CompliNEWS 12 Aug 2023
Brokers denied appeal for misadvised elderly couple's lost investment in Sharemax 285 CompliNEWS 12 Aug 2023
In SA, the thumbs-up emoji could have legal significance 285 CompliNEWS 12 Aug 2023
UK Law Firm criticised by ICO for insufficient protections following cyber attack and fraudulent payments 285 CompliNEWS 12 Aug 2023
Major data breach reveals identities of all active PSNI officers and staff 285 CompliNEWS 12 Aug 2023
MTI's Steynberg fined for using forged documents 285 CompliNEWS 12 Aug 2023
Succession Wealth Management ordered to compensate for £100 000 misplaced pension deposit 285 CompliNEWS 12 Aug 2023
FSCA Alert — Beware of fraudulent activity by MyWealthinvestment.com 285 CompliNEWS 12 Aug 2023
Pension Funds — 'retrospective rule' — Constitutional Court judgment involving Pandelani Midas Mudau and Municipal Employees’ Pension Fund and Others 285 CompliNEWS 12 Aug 2023
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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