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Headline Issue Diary Date
Sam Bankman-Fried under investigation over alleged misuse of FTX funds for campaign donations 285 CompliNEWS 12 Aug 2023
Changes to Companies Act 285 CompliNEWS 12 Aug 2023
FSCA announces the replacement of 2020 Interpretation Ruling (Pension Funds Act) — comments by 26 September 2023 285 CompliNEWS 12 Aug 2023
Discovery entities' challenge over death benefit allocation dismissed by Financial Services Tribunal 285 CompliNEWS 12 Aug 2023
Financial Services Tribunal opens door for reevaluation of resolved property syndication complaints 285 CompliNEWS 12 Aug 2023
New laws target corruption, red tape and CEO salaries 285 CompliNEWS 12 Aug 2023
Draft NPA Amendment Bill to establish a permanent Investigating Directorate gets cabinet approval, implications on greylisting? 285 CompliNEWS 12 Aug 2023
Capitec battles SARS over VAT dispute warning of pricier credits 285 CompliNEWS 12 Aug 2023
FCA highlights improvements in fund managers' value assessments but urges certain firms to step up 285 CompliNEWS 12 Aug 2023
ASIC revokes licence and bans financial director Donald James Cuthbertson over misconduct 285 CompliNEWS 12 Aug 2023
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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