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Headline Issue Diary Date
ReAssure addresses delays in the UK and apologises to adviser's client 284 CompliNEWS 04 Aug 2023
FST case summary – Maria Monkwe and FNB a Division of First Rand Bank Limited (debarment of representative – non-compliance with FICA requirements) 284 CompliNEWS 04 Aug 2023
FSCA updates submission format for annual financial statements and Regulation 28 quarterly reporting 284 CompliNEWS 04 Aug 2023
Access to workshop recordings – FSCA issues Communication 13 of 2023 (FAIS) 284 CompliNEWS 04 Aug 2023
Taxpayers seek court order to prevent salary deductions over N$833m tax refund scam in Namibia 284 CompliNEWS 04 Aug 2023
South Africa's long road to employment equity: Minister Thulas Nxesi addresses slow economic transformation 284 CompliNEWS 04 Aug 2023
SCA grants divorcee additional R800 000 in pension benefits, overturns High Court's decision 284 CompliNEWS 04 Aug 2023
RICA Act revamp on the horizon – Government proposes enhanced safeguards and surveillance transparency 284 CompliNEWS 04 Aug 2023
Amendments to National Prosecuting Authority Act soon 284 CompliNEWS 04 Aug 2023
Optimising client files – A guide for South African financial planners 284 CompliNEWS 04 Aug 2023
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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