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Headline Issue Diary Date
European Sustainability Reporting Standards (ESRS) – An overview and what it means for companies in the EU 284 CompliNEWS 04 Aug 2023
The rise of Bitcoin – Assessing its place in the ESG framework 284 CompliNEWS 04 Aug 2023
Economic sanctions – Do they still pack a punch? 284 CompliNEWS 04 Aug 2023
UK's Ombudsman directs Quilter to refund over unnecessary adviser charges 284 CompliNEWS 04 Aug 2023
Suspicious Activity Reports (SARs) – The linchpin of modern financial intelligence; Compli-Serve provides other examples 284 CompliNEWS 04 Aug 2023
Integrating climate-related risks into banking – An ESG perspective 284 CompliNEWS 04 Aug 2023
Review and feedback on the proposed Guidance Note on climate-related risk practices for banks 284 CompliNEWS 04 Aug 2023
Guidance Note – Proposed guidance on climate-related disclosures for insurers 284 CompliNEWS 04 Aug 2023
Certain funds exempted from sections 9A and 16 of the Pension Funds Act 284 CompliNEWS 04 Aug 2023
UK's Financial Conduct Authority collaborates with Treasury on advisory boundaries: A shift for enhanced consumer decision-making 284 CompliNEWS 04 Aug 2023
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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